Search Result

321 - 340 of 622 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

PERG 2.5 Investments and activities: general

As Published: 2005

PERG 2.5 Investments and activities: general

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)