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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

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PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2004

SUP App 2.7 Capital resources below the level of individual capital guidance

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COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

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DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

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REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

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MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

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LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

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DISP 1.7 The Society of Lloyd's

As Published: 2005

DISP 1.7 The Society of Lloyd's

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LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

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PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

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LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

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LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

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LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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