Search Result

361 - 380 of 593 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2005

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

MCOB 6.7 Business loans

As Published: 2004

MCOB 6.7 Business loans