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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision