Search Result

161 - 180 of 607 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose