Search Result

141 - 160 of 705 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

COND 1.3 General

As Published: 2001

COND 1.3 General

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes