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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications