Search Result

121 - 140 of 606 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose