Search Result

101 - 120 of 377 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

ICOB 4.1 Application and purpose

As Published: 2005

ICOB 4.1 Application and purpose

COB 4.3 Disclosing information about services, fees and commission - packaged products

As Published: 2004

COB 4.3 Disclosing information about services, fees and commission - packaged products

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction