Search Result

81 - 100 of 702 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2005

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2004

COLL 5.5 Cash, borrowing, lending and other provisions