Search Result

61 - 80 of 611 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers