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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

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LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

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APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

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MCOB 12.2 Purpose

As Published: 2004

MCOB 12.2 Purpose

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DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

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DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

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LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

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DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

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FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

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COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

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LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

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MCOB 13.4 Arrears: provision of information to the customer

As Published: 2004

MCOB 13.4 Arrears: provision of information to the customer

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MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

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COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

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DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

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MCOB 12.3 Early repayment charges

As Published: 2004

MCOB 12.3 Early repayment charges

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ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

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CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

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