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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

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LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

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SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

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COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

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DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

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DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

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LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

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PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

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APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

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DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

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COB 9.5 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.5 These provisions have been moved to the Client Assets sourcebook (CASS)

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CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

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COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

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SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

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LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

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ICOB 4.3 Suitability

As Published: 2005

ICOB 4.3 Suitability

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