Search Result

561 - 580 of 662 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)