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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers