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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

LR 19.1 Application

As Published: 2005

LR 19.1 Application

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'