Search Result

461 - 480 of 615 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

…

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

…

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

…

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

…

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

…

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

…

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

…

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

…

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

…

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

…

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

…

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

…

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

…

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

…

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

…

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

…

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

…

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

…

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

…

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

…