Search Result

441 - 460 of 696 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities