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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

…

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

…

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

…

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

…

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

…

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

…

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

…

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

…

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

…

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

…

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

…

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

…

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

…

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

…

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

…

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

…

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

…

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

…

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

DTR 3.1

As Published: 2005

DTR 3.1

…

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