Search Result

441 - 460 of 572 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

COB 11.1 Application

As Published: 2001

COB 11.1 Application

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms