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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

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COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

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DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

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SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

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LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

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LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2005

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

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COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

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SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

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