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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

MCOB 6.6 Offer documents in place of illustrations

As Published: 2004

MCOB 6.6 Offer documents in place of illustrations