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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 4.3 Suitability

As Published: 2005

ICOB 4.3 Suitability

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment