Search Result

401 - 420 of 690 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2006

FEES 5.8 Joining the Financial Ombudsman Service

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?