Search Result

401 - 420 of 682 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

MCOB 7.4 Disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Disclosure at the start of the contract

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending