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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

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APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

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SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

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DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

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REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

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COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

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LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

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LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

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LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

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PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

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GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

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COB 11.3 Packaged products

As Published: 2004

COB 11.3 Packaged products

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

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MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

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MCOB 12.4 Arrears charges

As Published: 2004

MCOB 12.4 Arrears charges

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DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

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