Search Result

381 - 400 of 649 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

MCOB 12.3 Early repayment charges

As Published: 2004

MCOB 12.3 Early repayment charges

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability