Search Result

361 - 380 of 663 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust