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LR 8.2 When a sponsor must be appointed or its assistance obtained
As Published: 2005
LR 8.2 When a sponsor must be appointed or its assistance obtained
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LR 13.5 Financial information in Class 1 Circulars
As Published: 2005
LR 13.5 Financial information in Class 1 Circulars
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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary
As Published: 2004
COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary
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LR 3.2 Application for admission to listing
As Published: 2005
LR 3.2 Application for admission to listing
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CASS 1.4 Application: particular activities
As Published: 2004
CASS 1.4 Application: particular activities
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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing
As Published: 2003
REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing
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SUP 7.3 Criteria for varying a firm's permission
As Published: 2004
SUP 7.3 Criteria for varying a firm's permission
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PERG 5.12 Link between activities and the United Kingdom
As Published: 2005
PERG 5.12 Link between activities and the United Kingdom
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SUP 9.2 Making a request for individual guidance
As Published: 2005
SUP 9.2 Making a request for individual guidance
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FEES 4.2 Obligation to pay periodic fees
As Published: 2006
FEES 4.2 Obligation to pay periodic fees
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REC 3.14 Products, services and normal hours of operation
As Published: 2001
REC 3.14 Products, services and normal hours of operation
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PERG 7.5 When is it appropriate to apply for a certificate?
As Published: 2005
PERG 7.5 When is it appropriate to apply for a certificate?
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