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REC 4.2 The supervisory relationship with UK recognised bodies
As Published: 2001
REC 4.2 The supervisory relationship with UK recognised bodies
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CASS 5.8 Safe keeping of client's documents and other assets
As Published: 2005
CASS 5.8 Safe keeping of client's documents and other assets
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PERG 7.3 Does the activity require authorisation?
As Published: 2005
PERG 7.3 Does the activity require authorisation?
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DTR 1.5 Fees, market abuse safe harbours and sanctions
As Published: 2005
DTR 1.5 Fees, market abuse safe harbours and sanctions
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SUP 13A.3 Qualifications for authorisation under the Act
As Published: 2006
SUP 13A.3 Qualifications for authorisation under the Act
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DISP 1.3 Internal complaint handling procedures: additional requirements
As Published: 2003
DISP 1.3 Internal complaint handling procedures: additional requirements
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PERG 7.4 Does the article 54 exclusion apply?
As Published: 2005
PERG 7.4 Does the article 54 exclusion apply?
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