Search Result

281 - 300 of 630 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

…

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

…

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

…

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

…

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

…

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

…

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

…

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

…

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

…

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

…

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

…

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

…

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

…

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

…

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

…

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

…

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

…