Search Result

281 - 300 of 634 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information