Search Result

261 - 280 of 662 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions