Search Result

261 - 280 of 659 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2004

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

MCOB 6.5 Information to be provided in the offer document or separately

As Published: 2004

MCOB 6.5 Information to be provided in the offer document or separately

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports