Search Result

261 - 280 of 612 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions