Search Result

221 - 240 of 576 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers