Search Result

221 - 240 of 461 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

ICOB 4.3 Suitability

As Published: 2005

ICOB 4.3 Suitability

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

MCOB 2.4 High pressure sales

As Published: 2004

MCOB 2.4 High pressure sales

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts