Search Result

221 - 240 of 642 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

MCOB 12.4 Arrears charges

As Published: 2004

MCOB 12.4 Arrears charges

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors