Search Result

221 - 240 of 692 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

COB 12.1 Application

As Published: 2003

COB 12.1 Application

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application