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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline