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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

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COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

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MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

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REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

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LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

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REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

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GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

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GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

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PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

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PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

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SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

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COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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