Search Result

201 - 220 of 643 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous