Search Result

81 - 100 of 673 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 5.11 Other aspects of exclusions

As Published: 2005

PERG 5.11 Other aspects of exclusions

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose