Search Result

581 - 600 of 665 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 11.1 Application

As Published: 2001

COB 11.1 Application

COB 12.1 Application

As Published: 2003

COB 12.1 Application

MAR 1.9 Market abuse (misleading behaviour) & market abuse (distortion)

As Published: 2001

MAR 1.9 Market abuse (misleading behaviour) & market abuse (distortion)

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

MCOB 5.2 Purpose

As Published: 2004

MCOB 5.2 Purpose

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

MCOB 12.5 Excessive charges

As Published: 2004

MCOB 12.5 Excessive charges

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

DISP 3.1 Application and Purpose

As Published: 2003

DISP 3.1 Application and Purpose

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose