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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance