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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose