Search Result

81 - 100 of 567 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

COND 1.3 General

As Published: 2001

COND 1.3 General

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping