Search Result

521 - 540 of 667 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

COB 11.4 Depositaries

As Published: 2003

COB 11.4 Depositaries

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose