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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2004

COLL 5.5 Cash, borrowing, lending and other provisions

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

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ICOB 4.3 Suitability

As Published: 2005

ICOB 4.3 Suitability

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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MCOB 2.1 Application

As Published: 2004

MCOB 2.1 Application

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ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

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CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

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MCOB 12.3 Early repayment charges

As Published: 2004

MCOB 12.3 Early repayment charges

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COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

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FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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