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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

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DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

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PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

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LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

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DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

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PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

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PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

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DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

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MCOB 2.5 Reliance on others

As Published: 2004

MCOB 2.5 Reliance on others

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

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LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

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DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

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